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Main Page - CatalystAuthorised Advisers

Authorised Advisers

An investment company or another entity which is a commercial company or partnership may be entered into the Register of Authorised Advisers, provided that such entity or its legal predecessor has provided services related to business transactions on the capital market for at least 2 years, including financial and legal advice or financial audits, and provided that they meet the requirements set out in the Alternative System Trading Rules,if in the opinion of the Alternative System Organiser such entity warrants correct performance of the Authorised Adviser’s tasks.

Companies seeking the Authorised Adviser’s status should fill up an Application Form for entry into the Register of Authorised Advisers available on NewConnect website. Filled up application together with required documents should be sent to the Warsaw Stock Exchange labelled “Application Form for entry into the Register of Authorised Advisers".

See also:

Alternative Trading System Rules - Exhibit 5 (AUTHORISED ADVISER IN THE ALTERNATIVE TRADING SYSTEM)

Date: 2017-05-26
  Corporate Municipal
Number of series 422 63
Issue value 65.29 3.57

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Session date: 2017-05-26
Name Quotation
(%)
Turnover
(thous. PLN)
GHJ0320 100.3800 0.0000
BST0921 99.9900 0.0000
BST1018 102.0000 0.0000